LegislationDescription of duty§, para.Form of fulfilmentMethod of fulfilmentFrequency of performance
(per year)
Act No. 240/2013 Coll., on Investment Companies and Investment Funds, as amended; and Decree No. 247/2013 Coll., on applications pursuant to the Act on Investment Companies and Investment Funds (as amended by Decree No. 201/2020 Coll.)
Obligation to submit: Application for authorisation to operate as an investment company, self managed investment fund and foreign person pursuant to Section 481 of the Act and to operate as a master administrator, application for amendment of the authorisation to operate as an investment company or investment fund pursuant to Section 647 of the Act, application for additional authorisation to carry out activities corresponding to investment services, application for approval to conduct business pursuant to other legislation, an application for consent to perform an official function pursuant to Section 515 of the Act, an application for consent to acquire or increase a qualified participation in an investment company, a self managed investment fund or a master administrator or to control such persons, an application for consent to acquire or increase a qualified participation in another legal person by an investment company authorised to manage a collective investment fund, an application for consent to change the manager of a standard fund, the depositary of a standard fund and the statute of a standard fund, an application for entry in the lists maintained by the Czech National Bank and changes to the information contained in these lists, an application for consent to any material change in the notification of offering investments in another Member State, an application for determination of the comparability of a foreign investment fund with a special fund, an application for authorisation for the purposes of designation of a mutual fund and a trust fund, an application for authorisation for the conversion of an investment company, a master administrator and an investment fund, an application for the withdrawal of the authorisation of an investment company, a self-managed investment fund, a foreign person pursuant to Section 481 of the Act and a master administrator and the withdrawal of the authorisation of an investment company or an investment fund pursuant to Section 646(1) of the Act. 1 of the Act, an application for the appointment of a liquidator of an investment company.
form not prescribed
electronically:
> data box
> e-mail
in writing - postal service
one time
Act No. 240/2013 Coll., on Investment Companies and Investment Funds, as amended; and Decree No. 267/2020 Coll., on the reporting of data by the investment fund manager and administrator of an investment fund and a foreign investment fund to the Czech National Bank
Obligation to submit statements: OFZ (CNB) 11-12 "Securities issued by the managed fund", OFZ (CNB) 10-04 "Balance sheet", OFZ (CNB) 20-04 "Profit and loss account", OFZ (CNB) 31-04 "Structure of investment instruments held by the managed fund", OFZ (CNB) 32-04 'Composition of the assets of the managed fund', OFZ (CNB) 33-04 'Report of the super-limit manager of an alternative fund', OFZ (CNB) 34-01 'Report of a qualified investor fund', OFZ (CNB) 35-04 'Report on an alternative fund of an over-limit manager', OFZ (CNB) 36-01 'Report on an under-limit manager of an alternative fund', OFZ (CNB) 37-01 'Report on an alternative fund of an under-limit manager', OFZ (CNB) 40-04 'Data on real estate', OFZ (CNB) 50-04 'Summary information', OFZ (CNB) 60-04 'Report on compliance with the conditions for the exercise of activities', OFZ (CNB) 70-01 'Key information'.
§ 462; § 463; § 464; § 466; § 468; § 469; and § 41 of Act No. 6/1993 Coll., on the Czech National Bank
form
electronically:
> Office information system
4 / year
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