Legislation | Description of duty | §, para. | Form of fulfilment | Method of fulfilment | Frequency of performance (per year) | |
---|---|---|---|---|---|---|
The Exchange shall publish the statutes and rules of the Exchange Arbitration Court, if established, in a manner allowing remote access and make them available for inspection at its registered office within 30 days of its establishment. | Publication | not transmitted/not reported | one time | |||
State permission is required for a proposal to change the name of the exchange, the statutes, the rules of the exchange arbitration court and for admission as a member of the exchange, except for a member of the exchange under Section 17(1)(b), otherwise the changes or the creation of membership are invalid. An application for authorisation to change the name or the statutes shall be accompanied by a resolution of the general meeting on the change of the statutes and the new version of the statutes. An application for authorisation to amend the rules of the Exchange Arbitration Court shall be accompanied by the resolution of the general meeting amending the rules of the Exchange Arbitration Court and the new version of the rules of the Exchange Arbitration Court. An application for authorisation to become a member of the exchange shall be accompanied by the decision of the exchange chamber on the admission of the exchange member and the documents referred to in paragraph 4(d), (e), (f) and (h). | Other | electronically: > data box in writing - postal service | cannot be determined | |||
The Exchange publishes current prices and price history for the 5 immediately preceding years in a manner that allows remote access. Odds are listed in the odds sheet. The Exchange shall keep the price lists in paper and electronic form for at least 5 years from the date of publication and shall make them available for inspection at its registered office. | Other | not transmitted/not reported | Continuously | |||
A person ceases to be a stockbroker who has notified in writing that he or she is resigning as a stockbroker. The notification must be delivered to the Exchange Chamber at least 3 months before the date of cessation of activity. The activity of an exchange dealer may be terminated only on the last day of the month. | Announcements | electronically: > data box in writing - postal service | cannot be determined | |||
Stockbrokers are obliged to keep a trading book in which they chronologically record the trades they have brokered during the exchange day and to issue a closing sheet to the parties after the trade has been concluded, indicating the agreed terms of the trade. The closing slip may be replaced by an output document from an automated calculation system containing the necessary data on the concluded trade. | Other | electronically: in writing - postal service | cannot be determined | |||
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